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Gerald King Emerson
CRD#: 5244130
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 341 COOL SPRINGS BOULEVARD
SUITE 130
FRANKLIN, TN 37067
SUITE 130
FRANKLIN, TN 37067
0
Disclosures
17
Years of Experience
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State Registrations
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Arkansas 11/14/2024
IA
Tennessee 11/14/2024
B
Florida 11/19/2024
B
Texas 11/14/2024
B
Mississippi 11/14/2024
IA
Texas 11/14/2024
B
Tennessee 11/14/2024
SRO Registrations
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IA
Registered with this firm since 11/14/2024
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Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/14/2017 - 11/14/2024 | Collierville, TN | |
B | 08/31/2017 - 11/14/2024 | Collierville, TN | |
IA | 05/08/2014 - 08/29/2017 | MEMPHIS, TN | |
B | 04/25/2014 - 08/29/2017 | MEMPHIS, TN | |
IA | 06/13/2013 - 04/14/2014 | MEMPHIS, TN | |
B | 07/28/2009 - 04/14/2014 | MEMPHIS, TN | |
IA | 02/27/2009 - 06/25/2009 | GERMANTOWN, TN | |
B | 10/24/2008 - 06/25/2009 | GERMANTOWN, TN | |
B | 08/07/2007 - 09/09/2008 | MEMPHIS, TN | |
B | 01/01/2007 - 05/30/2007 | MEMPHIS, TN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.