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Kim Denise Spidle
KIM DENISE HALES
CRD#: 5243411
IA
B
EDWARD JONESCRD#: 250 117 EAST THIRD STREET
CAMERON, MO 64429
CAMERON, MO 64429
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
Alaska 12/17/2018
B
Kentucky 8/2/2024
B
Arizona 10/25/2010
B
Maryland 10/25/2010
B
Arkansas 8/24/2022
B
Minnesota 1/6/2020
B
California 10/25/2010
B
Missouri 10/25/2010
B
Colorado 10/25/2010
IA
Missouri 10/25/2010
B
Florida 3/29/2011
B
Oklahoma 4/24/2020
B
Hawaii 8/13/2021
B
South Carolina 6/11/2018
B
Idaho 5/22/2012
B
Texas 10/25/2010
B
Illinois 10/19/2011
IA
Texas 1/10/2019
B
Iowa 7/26/2021
B
Virginia 10/25/2010
B
Kansas 10/25/2010
B
Wisconsin 10/25/2010
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/25/2010
B
Registered with this firm since 10/25/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/31/2008 - 03/19/2009 | ALTAMONT, MO | |
B | 09/03/2008 - 03/19/2009 | ALTAMONT, MO | |
B | 02/14/2007 - 12/31/2007 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.