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MICHAEL DAVID PAGLIARI
MICHAEL PAGLIARI
CRD#: 5241545
IA
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RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 1100 Ridgeway Loop Road
MEMPHIS, TN 38120
MEMPHIS, TN 38120
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Disclosures
18
Years of Experience
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State Registrations
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Alabama 12/12/2023
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Mississippi 10/1/2012
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Alaska 10/16/2012
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Missouri 10/1/2012
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Arizona 10/1/2012
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Montana 7/24/2018
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Arkansas 10/1/2012
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Nevada 2/21/2025
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California 10/1/2012
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New Jersey 10/1/2012
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Colorado 10/1/2012
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New York 10/1/2012
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Connecticut 10/1/2012
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North Carolina 2/14/2013
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Delaware 10/1/2012
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Ohio 2/14/2013
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District of Columbia 1/3/2017
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Oklahoma 10/1/2012
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Florida 10/1/2012
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Oregon 12/5/2022
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Georgia 10/1/2012
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Pennsylvania 10/17/2012
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Hawaii 12/12/2023
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Puerto Rico 10/1/2012
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Idaho 12/12/2023
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Rhode Island 10/1/2012
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Illinois 10/1/2012
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South Carolina 10/1/2012
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Indiana 10/12/2012
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South Dakota 2/21/2025
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Iowa 10/1/2012
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Tennessee 10/1/2012
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Kansas 10/1/2012
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Tennessee 10/1/2012
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Kentucky 11/19/2019
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Texas 10/1/2012
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Louisiana 2/21/2025
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Utah 10/17/2012
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Maine 10/1/2012
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Vermont 11/19/2020
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Maryland 10/1/2012
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Virginia 10/26/2012
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Massachusetts 11/1/2012
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Washington 10/1/2012
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Michigan 10/1/2012
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Wisconsin 10/1/2012
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Minnesota 10/1/2012
SRO Registrations
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/23/2010 - 03/14/2013 | MEMPHIS, TN | |
B | 04/23/2010 - 03/14/2013 | MEMPHIS, TN | |
IA | 04/26/2007 - 04/15/2010 | MEMPHIS, TN | |
B | 12/20/2006 - 04/15/2010 | MEMPHIS, TN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.