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Detailed Report
JOHN NICHOLAS GUST
JOHN N GUST MR., JOHN N GUST
CRD#: 5241157
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 CAPE CORAL, FL
NYLIFE SECURITIES LLCCRD#: 5167 CAPE CORAL, FL
Registration History
20082010201220142016201820202022202420262 FIRMS2010 - Present (14 years)IACAPITAL INVESTMENT PARTNERS, LLC (CRD# 138846)2007 - 2008 (1 year)
License(s)

State Registrations

B
Arizona 4/15/2021
B
Maryland 6/12/2023
B
District of Columbia 4/10/2018
B
Michigan 3/1/2023
B
Florida 6/6/2012
B
Minnesota 4/11/2023
IA
Florida 2/18/2025
B
Oregon 8/2/2023
B
Georgia 6/5/2017
B
South Carolina 6/5/2023
B
Idaho 10/14/2013
B
Washington 9/24/2021
B
Illinois 3/9/2010
B
Wisconsin 6/10/2011
B
Indiana 4/19/2010

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
CAPE CORAL, FL
Registered with this firm since 6/30/2010
B
NYLIFE SECURITIES LLC (CRD#:5167)
CAPE CORAL, FL
Registered with this firm since 2/18/2010
Previous Registration(s)
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IA
 03/07/2007 - 09/15/2008 CAPITAL INVESTMENT PARTNERS, LLC (CRD#:138846) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.