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Detailed Report
ELIZABETH LEE RABBITT-STEPHEN
ELIZABETH L. RABBITT, ELIZABETH LEE RABBITT, ELIZABETH RABBITT, ELIZABETH STEPHEN
CRD#: 5240095
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1777 MAIN STREET
7TH FLOOR - SUITE MD
SARASOTA, FL 34236
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 1777 MAIN ST
FL 7
SARASOTA, FL 34236
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - 2016 (5 years)2 FIRMS2019 - Present (6 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2009 - 2010 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2008 - 2009 (<1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2006 - 2008 (1 year)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2016 - 2019 (2 years)
License(s)

State Registrations

IA
Florida 2/4/2019
B
Georgia 5/1/2019
B
Florida 4/16/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
1777 MAIN STREET 7TH FLOOR - SUITE MD, SARASOTA, FL 34236
Registered with this firm since 2/4/2019
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
1777 MAIN ST FL 7, SARASOTA, FL 34236
Registered with this firm since 2/27/2019
Previous Registration(s)
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IA
 04/12/2016 - 01/14/2019 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) Sarasota, FL
IA
 11/12/2010 - 04/06/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) SARASOTA, FL
B
 10/28/2010 - 04/06/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) SARASOTA, FL
B
 03/13/2009 - 10/21/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) SARASOTA, FL
B
 02/08/2008 - 01/29/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SARASOTA, FL
B
 12/12/2006 - 02/01/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) SARASOTA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.