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BRIAN ROBERT THOMAS
CRD#: 5239983
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 583 CHESTNUT STREET UNIT #6
LYNN, MA 01904
CETERA ADVISORS LLCCRD#: 10299 583 CHESTNUT STREET UNIT #6
LYNN, MA 01904
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2016 (9 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2016 - Present (8 years)IACETERA ADVISORS LLC (CRD# 10299)2016 - 2024 (7 years)
Disclosure(s)
View By:
3/21/2022
Customer Dispute
Settled
7/24/2017
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 4/27/2020

B
New York 10/3/2016

B
Arizona 11/25/2024

B
North Carolina 10/3/2016

B
California 10/3/2016

B
Ohio 10/3/2016

B
Connecticut 10/3/2016

B
Pennsylvania 10/3/2016

B
Florida 10/3/2016

B
Rhode Island 10/3/2016

B
Kentucky 10/3/2016

B
South Carolina 10/3/2016

B
Maine 10/3/2016

B
Texas 10/3/2016

B
Maryland 10/3/2016

IA
Texas 3/21/2024

B
Massachusetts 10/3/2016

B
Vermont 8/14/2020

IA
Massachusetts 3/21/2024

B
Virgin Islands 10/3/2016

B
New Hampshire 10/3/2016

B
Virginia 10/3/2016

B
New Jersey 10/3/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
583 CHESTNUT STREET UNIT #6, LYNN, MA 01904
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
583 CHESTNUT STREET UNIT #6, LYNN, MA 01904
Registered with this firm since 10/3/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/03/2016 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
12/12/2006 - 10/03/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) LYNN, MA
B
11/03/2006 - 10/03/2016 INVESTORS CAPITAL CORP. (CRD#:30613) LYNN, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.