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Nicolas Philip Merolle
NICK MEROLLE, NICOLAS MEROLLE
CRD#: 5239885
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3010 S 3RD ST
STE A
JACKSONVILLE BEACH, FL 32250
STE A
JACKSONVILLE BEACH, FL 32250
CETERA ADVISORS LLCCRD#: 10299 3010 S 3RD ST STE A
JACKSONVILLE BEACH, FL 32250
JACKSONVILLE BEACH, FL 32250
0
Disclosures
6
Years of Experience
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State Registrations
B
Florida 3/26/2024
IA
Florida 3/26/2024
SRO Registrations
B
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IA
Registered with this firm since 3/26/2024
B
Registered with this firm since 3/25/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/14/2017 - 03/25/2022 | PONTE VEDRA BEACH, FL | |
B | 02/22/2017 - 03/25/2022 | PONTE VEDRA BEACH, FL | |
B | 11/14/2006 - 01/22/2007 | LOS ANGELES, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.