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CATHERINE JOYE BRUCE
CATHERINE JOYCE BRUCE, Catherine J Bruce, CATHERINE JOYE FLORES
CRD#: 5238533
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 10001 Reunion Pl Ste 422
San Antonio, TX 78216-4127
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2019 (12 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
California 12/2/2019

B
Oklahoma 12/2/2019

B
Florida 12/2/2019

B
Tennessee 12/2/2019

B
Georgia 12/2/2019

B
Texas 6/25/2019

B
Nebraska 12/2/2019

IA
Texas 6/25/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
10001 Reunion Pl Ste 422, San Antonio, TX 78216-4127
Bulverde, TX
Registered with this firm since 6/25/2019

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
10001 Reunion Pl Ste 422, San Antonio, TX 78216-4127
Bulverde, TX
Registered with this firm since 6/25/2019

Previous Registration(s)
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IA
10/22/2007 - 06/26/2019 RBC CAPITAL MARKETS, LLC (CRD#:31194) SAN ANTONIO, TX
B
04/23/2007 - 06/26/2019 RBC CAPITAL MARKETS, LLC (CRD#:31194) SAN ANTONIO, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.