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Detailed Report
Michael Patrick Stark
MICHAEL STARK
CRD#: 5237736
IA
Investment Adviser
B
Broker
TRANSAMERICA RETIREMENT ADVISORS, LLCCRD#: 107319 Evergreen, CO
TRANSAMERICA INVESTORS SECURITIES, LLCCRD#: 32205 Evergreen, CO
Registration History
200620082010201220142016201820202022202420262 FIRMS2023 - 2023 (<1 year)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2019 (5 years)2 FIRMS2019 - 2023 (3 years)2 FIRMS2024 - Present (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2012 (5 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)
Disclosure(s)
View By:
8/28/2019
Employment Separation After Allegations
4/2/2014
Employment Separation After Allegations
License(s)

State Registrations

B
Colorado 6/4/2024
B
Utah 6/4/2024
IA
Colorado 6/4/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA RETIREMENT ADVISORS, LLC (CRD#:107319)
Evergreen, CO
Registered with this firm since 6/4/2024
B
TRANSAMERICA INVESTORS SECURITIES, LLC (CRD#:32205)
Evergreen, CO
Registered with this firm since 6/3/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/06/2023 - 12/31/2023 CLARK BROTHERS INVESTMENTS (CRD#:143777) Evergreen, CO
IA
 09/17/2019 - 02/15/2023 SPC (CRD#:110692) Lone Tree, CO
B
 09/17/2019 - 02/15/2023 SIGMA FINANCIAL CORPORATION (CRD#:14303) Lone Tree, CO
IA
 02/01/2023 - 02/01/2023 CLARK BROTHERS INVESTMENTS (CRD#:143777) Evergreen, CO
IA
 05/29/2014 - 09/19/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DENVER, CO
B
 05/16/2014 - 09/19/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DENVER, CO
IA
 10/01/2012 - 04/10/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) CASTLE ROCK, CO
B
 10/01/2012 - 04/10/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) CASTLE ROCK, CO
IA
 04/26/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) AURORA, CO
B
 11/08/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) AURORA, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.