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Detailed Report
JUBY A WANG
ANAN WANG, JUBY WANG, Annabelle Wang
CRD#: 5237473
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2013 (6 years)2 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alaska 12/13/2017
B
New Jersey 12/13/2017
B
Arizona 12/13/2017
B
New York 12/13/2017
B
California 12/13/2017
B
Ohio 12/14/2017
IA
California 12/13/2017
B
Oregon 12/13/2017
B
Colorado 12/13/2017
B
Pennsylvania 12/13/2017
B
Delaware 12/13/2017
B
South Carolina 12/13/2017
B
District of Columbia 12/13/2017
B
South Dakota 12/13/2017
B
Florida 12/13/2017
B
Texas 12/13/2017
B
Hawaii 12/13/2017
IA
Texas 12/13/2017
B
Illinois 12/13/2017
B
Utah 12/13/2017
B
Louisiana 12/13/2017
B
Vermont 12/13/2017
B
Maryland 12/13/2017
B
Virgin Islands 12/13/2017
B
Massachusetts 12/13/2017
B
Washington 12/13/2017
B
Nevada 12/13/2017
B
Wyoming 12/13/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
456 WEST FOOTHILL BLVD, CLAREMONT, CA 91711
Registered with this firm since 12/13/2017
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
456 WEST FOOTHILL BLVD, CLAREMONT, CA 91711
Registered with this firm since 12/13/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/26/2016 - 12/05/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) Pasadena, CA
B
 02/26/2016 - 12/05/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) Pasadena, CA
IA
 10/22/2014 - 02/23/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
B
 10/22/2014 - 02/23/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
IA
 10/10/2007 - 07/10/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
B
 06/18/2007 - 07/10/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.