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Detailed Report
SHAYON MAKONDE MOORE
CRD#: 5237044
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 303 PEACHTREE ST, NE
FL 15
ATLANTA, GA 30308
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 ELLENWOOD, GA
Registration History
20062008201020122014201620182020202220242026IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2015 - Present (9 years)BE*TRADE SECURITIES LLC (CRD# 29106)2006 - 2015 (8 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2015 - 2016 (1 year)
Disclosure(s)
View By:
9/23/2023
Judgment / Lien
License(s)

State Registrations

B
Alabama 6/5/2018
B
Montana 6/5/2018
B
Alaska 6/5/2018
B
Nebraska 6/5/2018
B
Arizona 6/5/2018
B
Nevada 6/5/2018
B
Arkansas 6/5/2018
B
New Hampshire 6/5/2018
B
California 5/20/2015
B
New Jersey 6/5/2018
B
Colorado 6/5/2018
B
New Mexico 6/5/2018
B
Connecticut 6/5/2018
B
New York 6/5/2018
B
Delaware 6/5/2018
B
North Carolina 4/2/2015
B
District of Columbia 4/2/2015
B
North Dakota 6/5/2018
B
Florida 4/2/2015
B
Ohio 6/5/2018
B
Georgia 4/2/2015
B
Oklahoma 6/5/2018
IA
Georgia 9/20/2016
B
Oregon 6/5/2018
B
Hawaii 6/5/2018
B
Pennsylvania 6/5/2018
B
Idaho 6/5/2018
B
Puerto Rico 4/13/2021
B
Illinois 6/10/2015
B
Rhode Island 6/5/2018
B
Indiana 6/5/2018
B
South Carolina 4/2/2015
B
Iowa 6/5/2018
B
South Dakota 6/5/2018
B
Kansas 6/5/2018
B
Tennessee 4/2/2015
B
Kentucky 6/5/2018
B
Texas 6/5/2018
B
Louisiana 6/5/2018
B
Utah 6/5/2018
B
Maine 6/5/2018
B
Vermont 6/5/2018
B
Maryland 4/2/2015
B
Virgin Islands 4/13/2021
B
Massachusetts 6/5/2018
B
Virginia 4/2/2015
B
Michigan 6/5/2018
B
Washington 6/5/2018
B
Minnesota 6/5/2018
B
West Virginia 6/5/2018
B
Mississippi 6/5/2018
B
Wisconsin 6/5/2018
B
Missouri 6/5/2018
B
Wyoming 6/5/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
303 PEACHTREE ST, NE FL 15, ATLANTA, GA 30308
Registered with this firm since 9/20/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
ELLENWOOD, GA
303 PEACHTREE ST, NE FL 15, ATLANTA, GA 30308
Registered with this firm since 4/2/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/21/2015 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
 11/27/2006 - 04/15/2015 E*TRADE SECURITIES LLC (CRD#:29106) ALPHARETTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.