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Detailed Report
JAN LONG
CRD#: 5235087
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1980 FESTIVAL PLAZA DR STE 410
LAS VEGAS, NV 89135
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2021 (14 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 4/26/2021
B
Nevada 4/26/2021
B
California 4/26/2021
IA
Nevada 5/5/2021
B
Colorado 4/26/2021
B
New Jersey 4/26/2021
IA
Colorado 2/22/2024
B
New York 4/26/2021
B
Florida 8/18/2021
B
North Carolina 5/6/2021
B
Idaho 4/26/2021
B
Ohio 4/26/2021
B
Illinois 4/26/2021
B
Oregon 4/26/2021
B
Maryland 4/26/2021
B
Texas 4/26/2021
B
Michigan 4/26/2021
IA
Texas 4/27/2021
B
Minnesota 7/12/2022
B
Virginia 4/26/2021
B
Montana 4/26/2021
B
Washington 4/26/2021
B
Nebraska 5/6/2021
B
Wyoming 4/26/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1980 FESTIVAL PLAZA DR STE 410, LAS VEGAS, NV 89135
DENVER, CO
Registered with this firm since 4/27/2021
B
LPL FINANCIAL LLC (CRD#:6413)
1980 FESTIVAL PLAZA DR STE 410, LAS VEGAS, NV 89135
DENVER, CO
Registered with this firm since 4/26/2021
Previous Registration(s)
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IA
 08/08/2007 - 04/29/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LAS VEGAS, NV
B
 04/26/2007 - 04/29/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LAS VEGAS, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.