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Detailed Report
JEFFREY M STEWART
JEFFREY MICHAEL STEWART
CRD#: 5234577
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Investment Adviser
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Previous Broker
LUCID WEALTH PLANNING LLCCRD#: 304756 1780 Heritage Center Dr
Suite 201
Wake Forest, NC 27587
Registration History
200620082010201220142016201820202022202420262 FIRMS2011 - 2015 (3 years)2 FIRMS2015 - 2019 (3 years)IALUCID WEALTH PLANNING LLC (CRD# 304756)2019 - Present (5 years)BE*TRADE SECURITIES LLC (CRD# 29106)2006 - 2011 (4 years)IAE*TRADE CAPITAL MANAGEMENT, LLC (CRD# 42159)2009 - 2011 (2 years)
License(s)

State Registrations

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North Carolina 8/13/2019
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Texas 8/18/2022
Current Registration(s)
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LUCID WEALTH PLANNING LLC (CRD#:304756)
1780 Heritage Center Dr Suite 201, Wake Forest, NC 27587
Registered with this firm since 8/13/2019
Previous Registration(s)
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 09/22/2015 - 05/23/2019 ADVICE AND PLANNING SERVICES (CRD#:20472) DURHAM, NC
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 09/22/2015 - 05/23/2019 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) DURHAM, NC
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 10/25/2011 - 09/14/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RALEIGH, NC
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 10/25/2011 - 09/14/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RALEIGH, NC
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 02/02/2009 - 10/11/2011 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) FORT LAUDERDALE, FL
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 11/09/2006 - 10/11/2011 E*TRADE SECURITIES LLC (CRD#:29106) FT. LAUDERDALE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.