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Detailed Report
Samantha L Hendricks
SAMANTHA LEANNE HENDRICKS, Samantha Hendricks, SAMANTHA LEANNE MONDAY
CRD#: 5233941
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 780 NORTH WATTERS RD SUITE 130
ALLEN, TX 75013
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2013 (3 years)2 FIRMS2013 - 2016 (2 years)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 8/16/2019
IA
Missouri 6/28/2017
B
California 4/8/2024
B
North Carolina 8/16/2019
B
Florida 8/16/2019
B
Ohio 8/16/2019
B
Georgia 8/16/2019
B
Oregon 8/30/2019
B
Illinois 8/16/2019
B
Pennsylvania 8/16/2019
B
Iowa 8/16/2019
B
Tennessee 8/16/2019
B
Massachusetts 8/16/2019
B
Texas 6/27/2017
B
Mississippi 8/16/2019
IA
Texas 6/27/2017
B
Missouri 6/27/2017
B
Virginia 5/18/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
780 NORTH WATTERS RD SUITE 130, ALLEN, TX 75013
Registered with this firm since 6/27/2017
B
EDWARD JONES (CRD#:250)
780 NORTH WATTERS RD SUITE 130, ALLEN, TX 75013
Registered with this firm since 6/27/2017
Previous Registration(s)
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IA
 03/17/2016 - 06/02/2017 PARK AVENUE SECURITIES LLC (CRD#:46173) ADDISON, TX
B
 03/10/2016 - 06/02/2017 PARK AVENUE SECURITIES LLC (CRD#:46173) ADDISON, TX
IA
 10/04/2013 - 02/22/2016 MML INVESTORS SERVICES, LLC (CRD#:10409) Fort Worth, TX
B
 09/11/2013 - 02/22/2016 MML INVESTORS SERVICES, LLC (CRD#:10409) Fort Worth, TX
IA
 08/11/2010 - 08/08/2013 METLIFE SECURITIES INC. (CRD#:14251) DALLAS, TX
B
 07/27/2010 - 08/08/2013 METLIFE SECURITIES INC. (CRD#:14251) DALLAS, TX
IA
 06/01/2009 - 07/29/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) FT. WORTH, TX
B
 06/01/2009 - 07/29/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) FT. WORTH, TX
IA
 01/09/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FT. WORTH, TX
B
 01/09/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FT. WORTH, TX
IA
 08/06/2007 - 01/02/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT WORTH, TX
B
 05/07/2007 - 01/02/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT WORTH, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.