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Daniel Scott Schwartz
DANIEL SCOTT SCHWARTZ, DANIEL SCHWARTZ
CRD#: 5233875
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Previous Investment Adviser
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Previous Broker
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
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Firms
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Licenses
Registration History
2008201020122014201620182020202220242026IANUVEEN ASSET MANAGEMENT, LLC (CRD# 155584)2020 - 2025 (4 years)IACLEARBRIDGE INVESTMENTS, LLC (CRD# 137028)2010 - 2020 (9 years)IATOUCHSTONE ADVISORS INC (CRD# 107028)2007 - 2010 (2 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2007 - 2007 (<1 year)
Previous Registration(s)
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11/17/2020 - 02/12/2025 NUVEEN ASSET MANAGEMENT, LLC (CRD#:155584) CHICAGO, IL
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12/02/2010 - 10/07/2020 CLEARBRIDGE INVESTMENTS, LLC (CRD#:137028) NEW YORK, NY
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11/30/2007 - 06/02/2010 TOUCHSTONE ADVISORS INC (CRD#:107028) CINCINNATI, OH
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02/09/2007 - 11/13/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) NORWALK, CT
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Broker
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Investment Adviser
Disclosures
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