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SYED A ALI
SYED AHMED ALI, SYED AHMED ALI SHIKOH, syed Ahmed AliShikoh
CRD#: 5233534
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 21701 HAWTHORNE BLVD
TORRANCE, CA 90503
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 21701 HAWTHORNE BLVD
TORRANCE, CA 90503
Registration History
200620082010201220142016201820202022202420262 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2022 (8 years)2 FIRMS2022 - Present (3 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2007 - 2009 (2 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2008 - 2009 (1 year)
License(s)

State Registrations

B
California 2/14/2022

B
New York 1/24/2025

IA
California 2/23/2022

B
Pennsylvania 5/19/2023

B
Colorado 5/6/2022

B
Tennessee 7/21/2023

B
Florida 3/25/2022

B
Texas 3/25/2022

B
Hawaii 3/25/2022

IA
Texas 4/1/2022

B
Iowa 2/20/2023

B
Utah 12/20/2024

B
Kansas 7/19/2024

B
Virginia 12/6/2024

B
Nevada 3/25/2022

B
Washington 3/2/2024

B
New Jersey 5/6/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
21701 HAWTHORNE BLVD, TORRANCE, CA 90503
Registered with this firm since 2/23/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
21701 HAWTHORNE BLVD, TORRANCE, CA 90503
TORRANCE, CA
Registered with this firm since 2/14/2022

Previous Registration(s)
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IA
01/16/2014 - 01/26/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ROLLING HILLS EST, CA
B
01/16/2014 - 01/26/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ROLLING HILLS EST, CA
IA
10/01/2012 - 01/03/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) REDONDO BEACH, CA
B
10/01/2012 - 01/03/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) REDONDO BEACH, CA
IA
10/30/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) REDONDO BEACH, CA
B
11/16/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) REDONDO BEACH, CA
IA
02/12/2008 - 02/10/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) TORRANCE, CA
B
01/01/2007 - 02/10/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) TORRANCE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.