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KARLYN RENEE ETHERIDGE
KARLYN CASPER, KARLYN ETHERIDGE
CRD#: 5233299
IA
Investment Adviser
B
Broker
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 2523 W. FOLSOM STREET SUITE A1
EAU CLAIRE, WI 54703
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2012 - 2020 (7 years)2 FIRMS2020 - 2020 (<1 year)2 FIRMS2020 - Present (4 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2008 - 2012 (4 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2012 (3 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2008 - 2009 (<1 year)
License(s)

State Registrations

B
Arizona 3/1/2021

B
South Dakota 3/1/2021

B
California 3/1/2021

B
Tennessee 8/11/2023

B
Colorado 3/1/2021

B
Texas 3/1/2021

B
Florida 3/1/2021

B
Virginia 2/14/2025

B
Michigan 12/3/2024

B
Wisconsin 9/1/2020

B
Minnesota 3/1/2021

IA
Wisconsin 9/1/2020

B
North Carolina 8/1/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
2523 W. FOLSOM STREET SUITE A1, EAU CLAIRE, WI 54703
Registered with this firm since 9/1/2020

B
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
2523 W. FOLSOM STREET SUITE A1, EAU CLAIRE, WI 54703
Registered with this firm since 9/1/2020

Previous Registration(s)
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IA
10/15/2012 - 08/18/2020 BERNICKE WEALTH MANAGEMENT, LTD. (CRD#:164892) ALTOONA, WI
IA
06/20/2020 - 08/11/2020 GREAT VALLEY ADVISOR GROUP, INC. (CRD#:123913) ALTOONA, WI
B
06/18/2020 - 08/05/2020 LPL FINANCIAL LLC (CRD#:6413) ALTOONA, WI
B
10/15/2012 - 06/19/2020 TRIAD ADVISORS LLC (CRD#:25803) Altoona, WI
IA
01/02/2009 - 10/16/2012 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) EAU CLAIRE, WI
B
07/16/2008 - 10/16/2012 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) EAU CLAIRE, WI
IA
07/16/2008 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) EAU CLAIRE, WI
IA
09/27/2007 - 07/16/2008 SII INVESTMENTS, INC. (CRD#:2225) EAU CLAIRE, WI
B
01/01/2007 - 07/16/2008 SII INVESTMENTS, INC. (CRD#:2225) EAU CLAIRE, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.