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Detailed Report
Nicole Marie Emrick
NICOLE MARIE EMRICK, NIKKI MARIE EMRICK, Nicole M Emrick, HURLEY
CRD#: 5232946
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1602 W NORTHFIELD BLVD
SUITE 503
MURFREESBORO, TN 37129
Registration History
20082010201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2015 (1 year)2 FIRMS2015 - 2024 (9 years)2 FIRMS2024 - Present (<1 year)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2008 - 2011 (2 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2009 - 2011 (2 years)
License(s)

State Registrations

B
California 9/27/2024
B
Missouri 1/17/2025
B
Connecticut 1/17/2025
B
New York 1/17/2025
B
Delaware 1/17/2025
B
Oregon 9/27/2024
B
Georgia 2/10/2025
B
Tennessee 9/27/2024
B
Indiana 1/17/2025
IA
Tennessee 10/14/2024
B
Iowa 1/17/2025
B
Texas 10/1/2024
B
Kansas 1/16/2025
IA
Texas 10/1/2024
B
Kentucky 1/8/2025

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1602 W NORTHFIELD BLVD SUITE 503, MURFREESBORO, TN 37129
Registered with this firm since 9/27/2024
B
EDWARD JONES (CRD#:250)
1602 W NORTHFIELD BLVD SUITE 503, MURFREESBORO, TN 37129
Registered with this firm since 9/27/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/18/2015 - 09/18/2024 WELLS FARGO ADVISORS (CRD#:19616) MEDFORD, OR
B
 06/18/2015 - 09/18/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MEDFORD, OR
IA
 06/19/2014 - 06/19/2015 TIAA-CREF ADVICE AND PLANNING SERVICES (CRD#:20472) PORTLAND, OR
B
 06/19/2014 - 06/19/2015 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) PORTLAND, OR
IA
 10/15/2012 - 06/04/2014 BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS (CRD#:29357) PORTLAND, OR
B
 10/15/2012 - 06/04/2014 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) PORTLAND, OR
IA
 01/03/2011 - 09/18/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) PORTLAND, OR
B
 01/03/2011 - 09/18/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) PORTLAND, OR
IA
 01/07/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PORTLAND, OR
B
 12/03/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PORTLAND, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.