Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
20062008201020122014201620182020202220242026IAFIRST MOVE FINANCIAL, LLC (CRD# 289880)2017 - Present (7 years)IAHFG WEALTH MANAGEMENT, LLC (CRD# 148406)2016 - 2017 (1 year)IABACK OFFICE SOLUTIONS, LLC (CRD# 174927)2015 - 2016 (1 year)IAMCS FINANCIAL ADVISORS (CRD# 106327)2007 - 2008 (<1 year)IAALISON, LLC INVESTMENT ADVISORS (CRD# 132569)2007 - 2007 (<1 year)IAKMS FINANCIAL SERVICES, INC (CRD# 3866)2006 - 2007 (<1 year)
Disclosure(s)
View By:
8/11/2017
Employment Separation After Allegations
License(s)

State Registrations

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Texas 10/24/2017
Current Registration(s)
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FIRST MOVE FINANCIAL, LLC (CRD#:289880)
THE WOODLANDS, TX
Registered with this firm since 10/24/2017
Previous Registration(s)
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 02/09/2016 - 09/08/2017 HFG WEALTH MANAGEMENT, LLC (CRD#:148406) THE WOODLANDS, TX
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 04/09/2015 - 12/05/2016 BACK OFFICE SOLUTIONS, LLC (CRD#:174927) THE WOODLANDS, TX
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 07/23/2007 - 04/04/2008 MCS FINANCIAL ADVISORS (CRD#:106327) EUGENE, OR
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 02/02/2007 - 07/09/2007 ALISON, LLC INVESTMENT ADVISORS (CRD#:132569) EUGENE, OR
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 12/12/2006 - 06/29/2007 KMS FINANCIAL SERVICES, INC (CRD#:3866) EUGENE, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.