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SAMUEL I ACOSTA
SAMUEL ILAGAN ACOSTA
CRD#: 5232477
IA
B
PRIMERICA ADVISORSCRD#: 10111 2153 N KING ST
STE 306
HONOLULU, HI 96819
STE 306
HONOLULU, HI 96819
0
Disclosures
16
Years of Experience
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State Registrations
B
California 6/22/2020
B
Nevada 6/23/2023
B
Hawaii 7/14/2014
B
Utah 5/1/2019
IA
Hawaii 2/27/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 2/27/2020
B
Registered with this firm since 6/13/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/20/2012 - 12/31/2013 | HONOLULU, HI | |
B | 06/30/2009 - 06/28/2012 | HONOLULU, HI | |
B | 10/14/2008 - 12/16/2008 | HONOLULU, HI | |
B | 01/29/2008 - 06/30/2008 | HONOLULU, HI | |
B | 12/05/2006 - 01/24/2008 | HONOLULU, HI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.