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Jose J. Hernandez III
JOSE J HERNANDEZ III, JOSE JOAQUIN HERNANDEZ III, JOSE JOAQUIN HERNANDEZ
CRD#: 5231901
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - Present (14 years)BGPC SECURITIES, INC. (CRD# 14007)2007 - 2008 (1 year)
License(s)

State Registrations

B
Alabama 9/29/2014

B
Nebraska 11/3/2014

B
Alaska 11/3/2014

B
Nevada 11/3/2014

B
Arizona 11/3/2014

B
New Hampshire 11/3/2014

B
Arkansas 11/3/2014

B
New Jersey 11/3/2014

B
California 11/3/2014

B
New Mexico 11/3/2014

B
Colorado 11/3/2014

B
New York 11/3/2014

B
Connecticut 11/3/2014

B
North Carolina 11/4/2014

B
Delaware 11/3/2014

B
North Dakota 11/3/2014

B
District of Columbia 11/3/2014

B
Ohio 11/4/2014

B
Florida 9/26/2014

B
Oklahoma 11/3/2014

B
Georgia 11/9/2010

B
Oregon 11/3/2014

IA
Georgia 11/12/2010

B
Pennsylvania 11/3/2014

B
Hawaii 11/3/2014

B
Puerto Rico 11/3/2014

B
Idaho 11/3/2014

B
Rhode Island 11/3/2014

B
Illinois 11/3/2014

B
South Carolina 11/3/2014

B
Indiana 11/3/2014

B
South Dakota 11/3/2014

B
Iowa 11/3/2014

B
Tennessee 11/3/2014

B
Kansas 11/3/2014

B
Texas 11/3/2014

B
Kentucky 11/3/2014

IA
Texas 11/5/2014

B
Louisiana 11/3/2014

B
Utah 11/3/2014

B
Maine 11/3/2014

B
Vermont 11/3/2014

B
Maryland 11/3/2014

B
Virgin Islands 11/3/2014

B
Massachusetts 11/3/2014

B
Virginia 11/3/2014

B
Michigan 11/3/2014

B
Washington 11/3/2014

B
Minnesota 11/3/2014

B
West Virginia 11/3/2014

B
Mississippi 11/3/2014

B
Wisconsin 11/3/2014

B
Missouri 11/3/2014

B
Wyoming 11/3/2014

B
Montana 11/3/2014

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 11/12/2010

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 11/9/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/03/2008 - 11/01/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
02/11/2008 - 11/01/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
01/19/2007 - 01/31/2008 GPC SECURITIES, INC. (CRD#:14007) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.