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WILLIAM ANDERSON STONE
BILL STONE, WILLIAM STONE
CRD#: 5230711
IA
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 202 CAMPBELL AVE SE
ROANOKE, VA 24013
ROANOKE, VA 24013
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 202 CAMPBELL AVE SE
ROANOKE, VA 24011
ROANOKE, VA 24011
0
Disclosures
10
Years of Experience
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State Registrations
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Virginia 4/22/2020
IA
Virginia 4/22/2020
SRO Registrations
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Registered with this firm since 4/22/2020
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Registered with this firm since 4/22/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2018 - 05/24/2018 | ROANOKE, VA | |
B | 01/02/2018 - 05/24/2018 | ROANOKE, VA | |
IA | 05/14/2015 - 01/02/2018 | ROANOKE, VA | |
B | 04/14/2015 - 01/02/2018 | ROANOKE, VA | |
B | 12/13/2006 - 09/17/2009 | SALEM, VA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.