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JEFFREY A SANTOS
JEFFREY ALLEN SANTOS, Jeff Allen Santos
CRD#: 5230406
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5520 Kietzke Ln Ste 430
Reno, NV 89511
Reno, NV 89511
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Arizona 8/8/2019
IA
Nevada 8/6/2019
B
California 7/26/2019
B
New Jersey 10/22/2019
B
Colorado 7/26/2019
B
New Mexico 10/17/2019
B
District of Columbia 1/14/2022
B
North Carolina 9/16/2021
B
Florida 10/17/2019
B
Oregon 7/26/2019
B
Georgia 5/24/2021
B
Tennessee 8/29/2023
B
Hawaii 8/9/2023
B
Texas 7/26/2019
B
Idaho 10/17/2019
IA
Texas 7/26/2019
B
Kansas 10/23/2019
B
Utah 11/5/2019
B
Maryland 10/22/2019
B
Virginia 7/26/2019
B
Massachusetts 10/17/2019
B
Washington 7/26/2019
B
Minnesota 4/4/2024
B
Wyoming 5/26/2021
B
Nevada 7/26/2019
SRO Registrations
B
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IA
Registered with this firm since 7/26/2019
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Registered with this firm since 7/26/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/11/2007 - 07/30/2019 | RENO, NV | |
B | 10/11/2007 - 07/30/2019 | RENO, NV | |
IA | 03/19/2007 - 10/08/2007 | RENO, NV | |
B | 01/18/2007 - 10/08/2007 | RENO, NV |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.