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SCOTT JOSEPH BRIGGS
CRD#: 5230315
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE NORTH LASALLE STREET
CHICAGO, IL 60602
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 ONE NORTH LASALLE STREET
CHICAGO, IL 60602
Registration History
20082010201220142016201820202022202420262 FIRMS2010 - 2012 (2 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - Present (12 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2007 - 2010 (3 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2013 - 2018 (5 years)
License(s)

State Registrations

B
Florida 1/12/2021

IA
Texas 7/13/2018

B
Illinois 12/14/2012

B
Texas 1/12/2021

IA
Illinois 7/13/2018

B
Wisconsin 1/10/2014

B
Indiana 11/21/2016

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE NORTH LASALLE STREET, CHICAGO, IL 60602
BARRINGTON, IL
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
ONE NORTH LASALLE STREET, CHICAGO, IL 60602
BARRINGTON, IL
Registered with this firm since 11/19/2012

Previous Registration(s)
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IA
02/25/2013 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) HIGHLAND PARK, IL
IA
12/20/2010 - 11/02/2012 METLIFE SECURITIES INC. (CRD#:14251) GENEVA, IL
B
11/01/2010 - 11/02/2012 METLIFE SECURITIES INC. (CRD#:14251) GENEVA, IL
B
01/31/2007 - 11/03/2010 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) LOMBARD, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.