• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DANIEL GARY PARIS
DANIEL G PARIS, DANIEL PARIS
CRD#: 5230089
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 100 FEDERAL ST
BOSTON, MA 02110
Registration History
200020022004200620082010201220142016201820202022202420263 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2011 (1 year)2 FIRMS2012 - 2018 (5 years)2 FIRMS2018 - Present (6 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2006 - 2009 (2 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2008 - 2009 (<1 year)
Disclosure(s)
View By:
3/13/1999
Criminal
Final Disposition
License(s)

State Registrations

B
Connecticut 4/4/2018

B
Massachusetts 4/11/2018

IA
Connecticut 4/4/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 4/4/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 4/4/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/25/2012 - 03/15/2018 CITIZENS SECURITIES, INC. (CRD#:39550) BOSTON, MA
B
12/18/2012 - 03/15/2018 CITIZENS SECURITIES, INC. (CRD#:39550) BOSTON, MA
IA
11/11/2009 - 03/22/2011 CCO INVESTMENT SERVICES CORP. (CRD#:39550) BOSTON, MA
B
11/11/2009 - 03/22/2011 CCO INVESTMENT SERVICES CORP. (CRD#:39550) BOSTON, MA
IA
03/20/2009 - 09/21/2009 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) BRAINTREE, MA
IA
03/20/2009 - 09/21/2009 TD AMERITRADE, INC. (CRD#:7870) BRAINTREE, MA
B
03/20/2009 - 09/21/2009 TD AMERITRADE, INC. (CRD#:7870) BRAINTREE, MA
IA
08/01/2008 - 03/18/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WALTHAM, MA
B
12/08/2006 - 03/18/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WALTHAM, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.