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BRIAN MICHAEL KALLENBERG
CRD#: 5229920
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 900 SALEM STREET
SMITHFIELD, RI 02917
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 900 SALEM STREET
SMITHFIELD, RI 02917
Registration History
2008201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2023 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - Present (3 years)BCITIZENS SECURITIES, INC. (CRD# 39550)2013 - 2021 (8 years)BSANTANDER SECURITIES LLC (CRD# 41791)2012 - 2013 (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2010 - 2012 (2 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2007 - 2009 (2 years)IACITIZENS INVESTMENT SERVICES (CRD# 39550)2016 - 2021 (4 years)
License(s)

State Registrations

B
Massachusetts 10/19/2021

B
Texas 10/19/2021

IA
Massachusetts 1/31/2023

IA
Texas 1/24/2023

B
Rhode Island 10/19/2021

B
Utah 10/19/2021

IA
Rhode Island 1/20/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
900 SALEM STREET, SMITHFIELD, RI 02917
Registered with this firm since 1/20/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
900 SALEM STREET, SMITHFIELD, RI 02917
ABINGTON, MA
Registered with this firm since 10/19/2021

Previous Registration(s)
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IA
10/05/2016 - 09/27/2021 CITIZENS INVESTMENT SERVICES (CRD#:39550) BRAINTREE, MA
B
02/05/2013 - 09/27/2021 CITIZENS SECURITIES, INC. (CRD#:39550) BRAINTREE, MA
B
09/19/2012 - 01/08/2013 SANTANDER SECURITIES LLC (CRD#:41791) MELROSE, MA
B
05/14/2010 - 09/19/2012 LPL FINANCIAL LLC (CRD#:6413) MELROSE, MA
B
01/11/2007 - 04/28/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HINGHAM, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.