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Detailed Report
MICHAEL ERNEST CONSTANTINO
CRD#: 5229595
IA
Investment Adviser
B
Broker
LINCOLN INVESTMENTCRD#: 519 61 John Muir Dr.
Ste. 100
Amherst, NY 14228
Registration History
2008201020122014201620182020202220242026IALINCOLN INVESTMENT (CRD# 519)2021 - Present (4 years)BLINCOLN INVESTMENT (CRD# 519)2017 - Present (8 years)BLEGEND EQUITIES CORPORATION (CRD# 30999)2013 - 2017 (3 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2012 - 2013 (1 year)BLEGEND EQUITIES CORPORATION (CRD# 30999)2010 - 2012 (1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2009 - 2010 (<1 year)BGWN SECURITIES INC. (CRD# 128929)2008 - 2009 (1 year)BLEGEND EQUITIES CORPORATION (CRD# 30999)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Florida 1/3/2017
IA
New York 3/25/2021
B
New York 1/3/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LINCOLN INVESTMENT (CRD#:519)
61 John Muir Dr. Ste. 100, Amherst, NY 14228
Registered with this firm since 3/25/2021
B
LINCOLN INVESTMENT (CRD#:519)
61 John Muir Dr. Ste. 100, Amherst, NY 14228
Registered with this firm since 1/3/2017
Previous Registration(s)
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B
 11/21/2013 - 01/03/2017 LEGEND EQUITIES CORPORATION (CRD#:30999) GETZVILLE, NY
B
 05/25/2012 - 11/11/2013 MML INVESTORS SERVICES, LLC (CRD#:10409) AMHERST, NY
B
 07/12/2010 - 05/11/2012 LEGEND EQUITIES CORPORATION (CRD#:30999) LAKEWOOD, NY
B
 11/12/2009 - 07/19/2010 HSBC SECURITIES (USA) INC. (CRD#:19585) BUFFALO, NY
B
 01/30/2008 - 09/04/2009 GWN SECURITIES INC. (CRD#:128929) CLEARWATER, FL
B
 01/05/2007 - 12/17/2007 LEGEND EQUITIES CORPORATION (CRD#:30999) PALM BEACH GARDENS, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.