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Detailed Report
ELENI WOODS
ELENI GRIGORIANS, ELENI VITALIOTIS
CRD#: 5229273
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1000 Harbor Boulevard
Weehawken, NJ 07086
Registration History
20062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2019 - Present (5 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - Present (15 years)BUBS INTERNATIONAL INC. (CRD# 107726)2006 - 2010 (3 years)
License(s)

State Registrations

B
New York 6/22/2019
IA
New York 4/18/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1000 Harbor Boulevard, Weehawken, NJ 07086
Registered with this firm since 6/25/2019
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1000 Harbor Boulevard, Weehawken, NJ 07086
Registered with this firm since 1/1/2010
Previous Registration(s)
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B
 12/04/2006 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.