Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DANA RASHELL OLLER
DANA RASHELL OGDEN
CRD#: 5228768
IA
Investment Adviser
B
Broker
HILLTOP SECURITIES ASSET MANAGEMENT, LLCCRD#: 110760 717 N. HARWOOD STREET
SUITE 3400
DALLAS, TX 75201
MOMENTUM INDEPENDENT NETWORK INC.CRD#: 17587 717 N. HARWOOD STREET
SUITE 3400
DALLAS, TX 75201
Registration History
201220142016201820202022202420262 FIRMS2019 - Present (5 years)IAHILLTOP SECURITIES ASSET MANAG... (CRD# 110760)2023 - Present (1 year)BMOMENTUM INDEPENDENT NETWORK INC. (CRD# 17587)2014 - Present (10 years)BHILLTOP SECURITIES INC. (CRD# 6220)2012 - Present (12 years)
License(s)

State Registrations

B
Texas 9/18/2014
IA
Texas 5/20/2019

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HILLTOP SECURITIES ASSET MANAGEMENT, LLC (CRD#:110760)
717 N. HARWOOD STREET SUITE 3400, DALLAS, TX 75201
Registered with this firm since 5/15/2023
IA
HILLTOP SECURITIES INC. (CRD#:6220)
717 N. HARWOOD STREET SUITE 3400, DALLAS, TX 75201
Registered with this firm since 5/20/2019
IA
MOMENTUM INDEPENDENT NETWORK INC. (CRD#:17587)
717 N. HARWOOD STREET SUITE 3400, DALLAS, TX 75201
717 N. HARWOOD STREET SUITE 3400, DALLAS, TX 75201
Registered with this firm since 5/20/2019
B
MOMENTUM INDEPENDENT NETWORK INC. (CRD#:17587)
717 N. HARWOOD STREET SUITE 3400, DALLAS, TX 75201
717 N. HARWOOD STREET SUITE 3400, DALLAS, TX 75201
Registered with this firm since 5/21/2014
B
HILLTOP SECURITIES INC. (CRD#:6220)
717 N. HARWOOD STREET SUITE 3400, DALLAS, TX 75201
Registered with this firm since 10/2/2012
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.