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Detailed Report
RODERICK FOX
RODERICK ELIHUE FOX, Rod Fox, RODERICK ELIHUE GONZALEZ
CRD#: 5227969
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 301 UNIVERSITY AVE 2ND, 3RD, & 4TH FLS
[ND-RBO]
PALO ALTO, CA 94301
Registration History
200620082010201220142016201820202022202420262 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - 2023 (12 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2010 - 2011 (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2010 (3 years)BATLAS SECURITIES, LLC (CRD# 20991)2007 - 2007 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - 2023 (9 years)
License(s)

State Registrations

B
California 10/8/2024
IA
California 10/8/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
301 UNIVERSITY AVE 2ND, 3RD, & 4TH FLS [ND-RBO], PALO ALTO, CA 94301
Registered with this firm since 10/8/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
301 UNIVERSITY AVE 2ND, 3RD, & 4TH FLS [ND-RBO], PALO ALTO, CA 94301
Registered with this firm since 10/8/2024
Previous Registration(s)
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 02/17/2023 - 08/13/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) Palo Alto, CA
B
 02/17/2023 - 08/13/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) Palo Alto, CA
IA
 01/01/2014 - 02/16/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PALO ALTO, CA
B
 01/03/2011 - 02/16/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PALO ALTO, CA
B
 07/08/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MOUNTAIN VIEW, CA
B
 02/01/2007 - 07/06/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) ROSEVILLE, CA
B
 01/01/2007 - 02/01/2007 ATLAS SECURITIES, LLC (CRD#:20991) HAYWARD, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.