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Detailed Report
Brea Nicole Tabernik
BREA NICOLE SCOTT
CRD#: 5227325
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 Ballwin, MO
Registration History
2010201220142016201820202022202420262 FIRMS2012 - 2019 (6 years)2 FIRMS2019 - Present (5 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2009 - 2012 (2 years)IASTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2011 - 2012 (1 year)
License(s)

State Registrations

B
Missouri 7/12/2019
IA
Missouri 7/12/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
Ballwin, MO
12555 MANCHESTER RD, ST. LOUIS, MO 63131
Registered with this firm since 7/12/2019
B
EDWARD JONES (CRD#:250)
Ballwin, MO
12555 MANCHESTER ROAD, ST. LOUIS, MO 63131-3710
Registered with this firm since 7/12/2019
Previous Registration(s)
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IA
 11/13/2012 - 07/01/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
 11/13/2012 - 07/01/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
IA
 01/07/2011 - 10/23/2012 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST LOUIS, MO
B
 11/19/2009 - 10/23/2012 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.