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Adam Michael Evans
CRD#: 5227224
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 16811 Burke Street
Suite 101
Omaha, NE 68118
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2013 (4 years)2 FIRMS2013 - Present (11 years)BTD AMERITRADE, INC. (CRD# 7870)2023 - 2024 (1 year)BTD AMERITRADE, INC. (CRD# 7870)2007 - 2013 (6 years)
License(s)

State Registrations

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Alabama 4/10/2017

B
Montana 4/10/2017

B
Alaska 9/12/2014

B
Nebraska 10/1/2013

B
Arizona 1/5/2015

IA
Nebraska 10/2/2013

B
Arkansas 4/10/2017

B
Nevada 5/17/2024

B
California 6/6/2014

B
New Hampshire 4/10/2017

B
Colorado 10/1/2013

B
New Jersey 4/10/2017

B
Connecticut 4/10/2017

B
New Mexico 4/10/2017

B
District of Columbia 4/10/2017

B
New York 6/6/2014

B
Florida 1/5/2015

B
North Carolina 4/10/2017

B
Georgia 4/10/2017

B
North Dakota 4/10/2017

B
Hawaii 4/10/2017

B
Ohio 1/5/2015

B
Idaho 1/5/2015

B
Oklahoma 9/12/2014

B
Illinois 4/10/2017

B
Oregon 4/10/2017

B
Indiana 4/10/2017

B
Pennsylvania 4/10/2017

B
Iowa 10/1/2013

B
South Carolina 4/10/2017

B
Kansas 10/1/2013

B
South Dakota 10/1/2013

B
Kentucky 4/10/2017

B
Tennessee 4/10/2017

B
Louisiana 4/10/2017

B
Texas 1/5/2015

B
Maine 4/10/2017

B
Utah 4/10/2017

B
Maryland 9/2/2015

B
Vermont 1/5/2015

B
Massachusetts 4/10/2017

B
Virginia 4/10/2017

B
Michigan 4/10/2017

B
Washington 4/10/2017

B
Minnesota 10/1/2013

B
Wisconsin 4/10/2017

B
Missouri 10/1/2013

B
Wyoming 10/1/2013

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
16811 Burke Street Suite 101, Omaha, NE 68118
13501 Nall Avenue, Leawood, KS 66224-8902
Registered with this firm since 10/2/2013

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
16811 Burke Street Suite 101, Omaha, NE 68118
13501 Nall Avenue, Leawood, KS 66224-8902
Registered with this firm since 10/1/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/26/2023 - 05/19/2024 TD AMERITRADE, INC. (CRD#:7870) Omaha, NE
IA
10/31/2008 - 09/16/2013 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) OMAHA, NE
IA
10/31/2008 - 09/16/2013 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
B
06/20/2007 - 09/16/2013 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.