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RICHARD GRAY COMPSON JR.
RICHARD G COMPSON, RICHARD GRAY COMPSON JR
CRD#: 5227148
IA
B
STRATEGIC ADVISERS LLCCRD#: 104555 245 SUMMER STREET
BOSTON, MA 02210-1129
BOSTON, MA 02210-1129
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 245 SUMMER STREET
BOSTON, MA 02210
BOSTON, MA 02210
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Alabama 10/7/2013
B
Nebraska 10/7/2013
B
Alaska 10/7/2013
B
Nevada 10/7/2013
B
Arizona 10/7/2013
B
New Hampshire 10/7/2013
B
Arkansas 10/7/2013
IA
New Hampshire 3/31/2025
B
California 10/7/2013
B
New Jersey 8/1/2013
B
Colorado 8/1/2013
B
New Mexico 10/7/2013
B
Connecticut 10/7/2013
B
New York 10/7/2013
B
Delaware 10/7/2013
B
North Carolina 10/8/2013
B
District of Columbia 8/1/2013
B
North Dakota 10/7/2013
B
Florida 8/1/2013
B
Ohio 8/2/2013
B
Georgia 10/7/2013
B
Oklahoma 10/7/2013
B
Hawaii 10/7/2013
B
Oregon 10/7/2013
B
Idaho 10/7/2013
B
Pennsylvania 10/7/2013
B
Illinois 10/7/2013
B
Rhode Island 10/7/2013
B
Indiana 10/7/2013
IA
Rhode Island 3/31/2025
B
Iowa 10/7/2013
B
South Carolina 10/7/2013
B
Kansas 10/7/2013
B
South Dakota 10/7/2013
B
Kentucky 10/7/2013
B
Tennessee 10/7/2013
B
Louisiana 8/1/2013
B
Texas 10/7/2013
B
Maine 10/7/2013
IA
Texas 3/31/2025
B
Maryland 8/1/2013
B
Utah 10/7/2013
B
Massachusetts 10/7/2013
B
Vermont 8/1/2013
IA
Massachusetts 3/31/2025
B
Virginia 10/7/2013
B
Michigan 10/7/2013
B
Washington 10/7/2013
B
Minnesota 10/7/2013
B
West Virginia 10/7/2013
B
Mississippi 10/7/2013
B
Wisconsin 10/7/2013
B
Missouri 10/7/2013
B
Wyoming 10/7/2013
B
Montana 10/7/2013
SRO Registrations
B
B
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 3/31/2025
B
Registered with this firm since 11/8/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/13/2018 - 03/31/2025 | LACONIA, NH | |
IA | 10/09/2013 - 07/13/2018 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.