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MARK ANDREAS HOFLE
MARK A HOFLE, MARK HOFLE
CRD#: 5226632
IA
B
MORGAN STANLEYCRD#: 149777 4890 West Kennedy Boulevard Suite 700
Tampa, FL 33609
Tampa, FL 33609
0
Disclosures
17
Years of Experience
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State Registrations
B
Alabama 5/5/2010
B
New Mexico 5/5/2010
B
Arizona 5/5/2010
B
New York 5/5/2010
B
California 5/5/2010
B
North Carolina 5/5/2010
B
Colorado 5/5/2010
B
Ohio 5/6/2010
B
Connecticut 5/5/2010
B
Oklahoma 5/5/2010
B
Florida 5/5/2010
B
Oregon 5/5/2010
IA
Florida 5/10/2010
B
Pennsylvania 5/5/2010
B
Georgia 5/5/2010
B
Rhode Island 5/5/2010
B
Illinois 5/5/2010
B
South Carolina 5/5/2010
B
Indiana 5/5/2010
B
South Dakota 5/5/2010
B
Iowa 5/5/2010
B
Tennessee 5/5/2010
B
Kentucky 5/5/2010
B
Texas 5/5/2010
B
Maryland 5/5/2010
IA
Texas 6/1/2010
B
Massachusetts 5/5/2010
B
Vermont 5/5/2010
B
Michigan 5/5/2010
B
Virginia 5/5/2010
B
Minnesota 8/28/2024
B
Washington 5/5/2010
B
Missouri 5/5/2010
B
West Virginia 1/9/2025
B
New Jersey 5/5/2010
B
Wisconsin 5/5/2010
SRO Registrations
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B
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IA
Registered with this firm since 5/10/2010
B
Registered with this firm since 5/5/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/19/2008 - 06/29/2009 | SAN DIEGO, CA | |
B | 12/19/2008 - 06/29/2009 | SAN DIEGO, CA | |
IA | 01/25/2008 - 08/19/2008 | SAN DIEGO, CA | |
B | 01/24/2008 - 08/19/2008 | SAN DIEGO, CA | |
IA | 12/08/2006 - 12/10/2007 | LA JOLLA, CA | |
B | 11/24/2006 - 12/10/2007 | LA JOLLA, CA |
SAN DIEGO, CA
01/25/2008 - 08/19/2008
SAN DIEGO, CA
01/24/2008 - 08/19/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.