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CRISTINA EDDY
CRD#: 5225913
IA
Investment Adviser
B
Broker
MONEX ASSET MANAGEMENT, INC.CRD#: 148123 350 TENTH AVENUE
SUITE 1000
SAN DIEGO, CA 92101
MONEX SECURITIES, INC.CRD#: 30362 350 10TH AVENUE
SUITE 1054
SAN DIEGO, CA 92101
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2013 (2 years)2 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - 2015 (<1 year)2 FIRMS2015 - 2017 (1 year)IAMONEX ASSET MANAGEMENT, INC. (CRD# 148123)2018 - Present (7 years)BMONEX SECURITIES, INC. (CRD# 30362)2017 - Present (7 years)
License(s)

State Registrations

B
California 12/7/2017

IA
California 3/8/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MONEX ASSET MANAGEMENT, INC. (CRD#:148123)
350 TENTH AVENUE SUITE 1000, SAN DIEGO, CA 92101
Registered with this firm since 1/2/2018

B
MONEX SECURITIES, INC. (CRD#:30362)
350 10TH AVENUE SUITE 1054, SAN DIEGO, CA 92101
Registered with this firm since 12/7/2017

Previous Registration(s)
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IA
12/04/2015 - 09/29/2017 SNOWDEN CAPITAL ADVISORS LLC (CRD#:157299) San Diego, CA
B
12/04/2015 - 09/29/2017 SNOWDEN ACCOUNT SERVICES LLC (CRD#:149794) San Diego, CA
IA
04/14/2015 - 12/07/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
B
04/14/2015 - 12/07/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
IA
11/19/2013 - 05/04/2015 RBC CAPITAL MARKETS, LLC (CRD#:31194) SAN DIEGO, CA
B
11/18/2013 - 05/04/2015 RBC CAPITAL MARKETS, LLC (CRD#:31194) SAN DIEGO, CA
IA
01/03/2011 - 11/27/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN DIEGO, CA
B
01/03/2011 - 11/27/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN DIEGO, CA
IA
09/28/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN DIEGO, CA
B
01/22/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.