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Detailed Report
Jaggen Farwell
JAGGEN LATHEN FARWELL, LATHEN FARWELL JAGGEN
CRD#: 5225126
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 Atlanta, GA
Registration History
200620082010201220142016201820202022202420262 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - 2022 (5 years)2 FIRMS2022 - Present (3 years)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)2006 - 2015 (8 years)IANATIONWIDE INVESTMENT ADVISORS... (CRD# 142373)2008 - 2015 (7 years)
License(s)

State Registrations

B
Georgia 7/21/2022
B
Illinois 1/6/2022
IA
Georgia 7/26/2022
IA
Missouri 5/22/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
Atlanta, GA
Registered with this firm since 1/6/2022
B
EDWARD JONES (CRD#:250)
Atlanta, GA
Registered with this firm since 1/6/2022
Previous Registration(s)
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IA
 05/23/2016 - 01/11/2022 PRINCIPAL SECURITIES, INC. (CRD#:1137) DOWNERS GROVE, IL
B
 05/19/2016 - 01/11/2022 PRINCIPAL SECURITIES, INC. (CRD#:1137) DOWNERS GROVE, IL
IA
 07/24/2015 - 03/08/2016 TIAA-CREF ADVICE AND PLANNING SERVICES (CRD#:20472) CHICAGO, IL
B
 07/24/2015 - 03/08/2016 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) CHICAGO, IL
IA
 05/06/2008 - 07/14/2015 NATIONWIDE INVESTMENT ADVISORS, LLC (CRD#:142373) COLUMBUS, OH
B
 11/15/2006 - 07/14/2015 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.