Individual Firm
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DONALD D ESCHBACH
DONALD ESCHBACH
CRD#: 5225124
IA
B
KISC, LLCCRD#: 286634 Greenwood Village, CO
0
Disclosures
17
Years of Experience
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State Registrations
IA
Colorado 5/21/2020
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/26/2017 - 04/13/2020 | Greenwood Village, CO | |
B | 11/28/2012 - 04/13/2020 | DENVER, CO | |
B | 06/22/2011 - 11/09/2012 | DENVER, CO | |
B | 09/09/2008 - 05/20/2011 | ENGLEWOOD, CO | |
B | 09/09/2008 - 05/20/2011 | ENGLEWOOD, CO | |
B | 02/29/2008 - 09/05/2008 | DENVER, CO | |
IA | 06/11/2007 - 02/19/2008 | GREENWOOD VILLAGE, CO | |
B | 01/24/2007 - 02/19/2008 | GREENWOOD VILLAGE, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.