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Rian Morrissey
CRD#: 5223913
IA
B
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 1490 S. Pearl St.
Denver, CO 80210
Denver, CO 80210
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 1490 S. PEARL
DENVER, CO 80210
DENVER, CO 80210
0
Disclosures
17
Years of Experience
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State Registrations
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Arizona 5/9/2023
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Montana 5/9/2023
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California 5/9/2023
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Nebraska 5/9/2023
B
Colorado 4/24/2019
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Nevada 5/9/2023
IA
Colorado 4/24/2019
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New Jersey 5/9/2023
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Connecticut 5/9/2023
B
New Mexico 5/9/2023
B
District of Columbia 11/8/2023
B
New York 5/9/2023
B
Florida 5/9/2023
B
North Carolina 5/9/2023
B
Georgia 5/9/2023
B
Ohio 11/9/2023
B
Hawaii 7/10/2023
B
Oklahoma 5/9/2023
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Idaho 5/9/2023
B
Pennsylvania 5/9/2023
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Illinois 5/9/2023
B
South Carolina 5/9/2023
B
Indiana 11/8/2023
B
Texas 5/9/2023
B
Iowa 5/9/2023
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Utah 5/9/2023
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Kansas 5/9/2023
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Virginia 5/9/2023
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Maryland 12/22/2023
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Washington 5/9/2023
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Massachusetts 5/9/2023
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Wisconsin 5/9/2023
B
Minnesota 6/4/2024
B
Wyoming 5/9/2023
B
Missouri 5/9/2023
SRO Registrations
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IA
Registered with this firm since 4/24/2019
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Registered with this firm since 4/24/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/11/2019 - 04/10/2019 | DENVER, CO | |
B | 01/03/2019 - 04/10/2019 | DENVER, CO | |
B | 07/31/2012 - 01/08/2019 | CENTENNIAL, CO | |
IA | 07/05/2011 - 07/17/2012 | DENVER, CO | |
B | 06/21/2011 - 07/17/2012 | DENVER, CO | |
B | 05/20/2009 - 05/25/2011 | DENVER, CO | |
B | 03/01/2007 - 05/05/2009 | WAYNE, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.