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PATRICIA ROSSON
TRICIA FAGAN, PATRICIA A ROSSON, TRICIA ROSSON
CRD#: 5222493
IA
B
MORGAN STANLEYCRD#: 149777 4262 CENTRAL AVENUE
SUITE A
HOT SPRINGS, AR 71913
SUITE A
HOT SPRINGS, AR 71913
0
Disclosures
17
Years of Experience
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State Registrations
B
Alabama 12/24/2021
B
Minnesota 12/24/2021
B
Arizona 12/24/2021
B
Mississippi 12/24/2021
B
Arkansas 12/24/2021
B
Missouri 12/24/2021
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Arkansas 12/24/2021
B
Nevada 12/24/2021
B
California 12/24/2021
B
New Jersey 12/24/2021
B
Colorado 12/24/2021
B
New Mexico 12/24/2021
B
Delaware 10/13/2023
B
New York 12/24/2021
B
District of Columbia 12/24/2021
B
North Carolina 12/24/2021
B
Florida 12/24/2021
B
Ohio 12/24/2021
B
Georgia 12/24/2021
B
Oklahoma 12/24/2021
B
Hawaii 12/24/2021
B
Pennsylvania 12/24/2021
B
Illinois 12/24/2021
B
South Carolina 12/24/2021
B
Indiana 12/10/2024
B
Tennessee 12/24/2021
B
Iowa 12/24/2021
B
Texas 12/24/2021
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Kansas 12/24/2021
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Texas 12/24/2021
B
Kentucky 12/24/2021
B
Utah 12/24/2021
B
Louisiana 12/24/2021
B
Vermont 12/24/2021
B
Massachusetts 12/24/2021
B
Virginia 12/24/2021
SRO Registrations
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B
B
B
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IA
Registered with this firm since 12/24/2021
B
Registered with this firm since 12/24/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/08/2020 - 12/20/2021 | HOT SPRINGS, AR | |
B | 07/16/2019 - 12/20/2021 | HOT SPRINGS, AR | |
B | 09/20/2007 - 07/08/2019 | HOT SPRINGS, AR |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.