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BRIAN THOMAS SOLEY
CRD#: 5221322
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1520 Front Porch Pl
Altoona, WI 54720
Registration History
200620082010201220142016201820202022202420262 FIRMS2008 - 2010 (1 year)2 FIRMS2012 - Present (13 years)BRIVERSOURCE DISTRIBUTORS, INC. (CRD# 139135)2010 - 2012 (1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2008 - 2008 (<1 year)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2008 (1 year)
License(s)

State Registrations

B
Arizona 8/4/2023

B
North Carolina 8/4/2023

B
Colorado 10/3/2018

B
Oregon 8/24/2022

B
Florida 8/24/2022

B
Texas 8/24/2022

B
Illinois 11/3/2015

IA
Texas 8/24/2022

B
Iowa 1/4/2023

B
Washington 8/18/2021

B
Kansas 3/31/2023

IA
Wisconsin 1/24/2012

B
Minnesota 1/24/2012

B
Wisconsin 1/2/2014

IA
Minnesota 12/19/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1520 Front Porch Pl, Altoona, WI 54720
Hudson, WI
Registered with this firm since 1/24/2012

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1520 Front Porch Pl, Altoona, WI 54720
Hudson, WI
Registered with this firm since 1/24/2012

Previous Registration(s)
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B
08/12/2010 - 01/24/2012 RIVERSOURCE DISTRIBUTORS, INC. (CRD#:139135) MINNEAPOLIS, MN
IA
09/24/2008 - 08/23/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MINNEAPOLIS, MN
B
09/24/2008 - 08/23/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MINNEAPOLIS, MN
B
03/03/2008 - 06/18/2008 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) MEDFORD, WI
B
12/11/2006 - 02/26/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) NEW BRIGHTON, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.