Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ALYSSUM MAE KEEFER
ALYSSUM M STANER, ALYSSUM MAE STANER
CRD#: 5220956
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1700 Westgate Drive
Suite 103
York, PA 17408
Registration History
2008201020122014201620182020202220242026IAJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2013 - Present (11 years)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2009 - Present (16 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (1 year)
License(s)

State Registrations

B
Arizona 1/21/2021
B
New Hampshire 1/21/2021
B
Arkansas 1/21/2021
B
New Jersey 1/21/2021
B
California 5/21/2019
B
New Mexico 12/18/2023
B
Colorado 1/21/2021
B
New York 5/21/2019
B
Connecticut 1/21/2021
B
North Carolina 1/21/2021
B
Delaware 2/19/2009
B
Ohio 1/21/2021
B
Florida 2/19/2009
B
Oregon 1/21/2021
B
Georgia 5/21/2019
B
Pennsylvania 2/19/2009
B
Indiana 3/5/2025
IA
Pennsylvania 6/3/2013
B
Iowa 1/21/2021
B
Rhode Island 1/21/2021
B
Louisiana 5/1/2020
B
South Carolina 3/17/2021
B
Maine 1/21/2021
B
Tennessee 1/21/2021
B
Maryland 2/19/2009
B
Vermont 1/21/2021
B
Massachusetts 5/21/2019
B
Virginia 1/21/2021
B
Michigan 1/21/2021
B
Washington 1/21/2021
B
Missouri 1/21/2021

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1700 Westgate Drive Suite 103, York, PA 17408
Registered with this firm since 6/3/2013
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1700 Westgate Drive Suite 103, York, PA 17408
Registered with this firm since 2/19/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 12/14/2007 - 03/11/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) YORK, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.