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Detailed Report
Justin Gratz
JUSTIN RANDALL GRATZ
CRD#: 5219519
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 205 Royal Palm Way
Palm Beach, FL 33480
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - 2015 (4 years)2 FIRMS2015 - 2018 (3 years)2 FIRMS2018 - Present (6 years)BJ.P. MORGAN SECURITIES INC. (CRD# 79)2009 - 2010 (1 year)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2008 (1 year)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2007 - 2008 (1 year)
License(s)

State Registrations

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Alabama 6/28/2018
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Nebraska 6/28/2018
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Alaska 6/28/2018
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Nevada 6/28/2018
B
Arizona 6/28/2018
B
New Hampshire 6/28/2018
B
Arkansas 6/28/2018
B
New Jersey 6/28/2018
B
California 6/28/2018
B
New Mexico 6/28/2018
B
Colorado 6/28/2018
B
New York 6/28/2018
B
Connecticut 6/28/2018
B
North Carolina 6/28/2018
B
Delaware 6/28/2018
B
North Dakota 6/28/2018
B
District of Columbia 6/28/2018
B
Ohio 6/29/2018
B
Florida 6/28/2018
B
Oklahoma 6/28/2018
IA
Florida 7/9/2018
B
Oregon 6/28/2018
B
Georgia 6/28/2018
B
Pennsylvania 6/28/2018
B
Hawaii 6/28/2018
B
Puerto Rico 6/28/2018
B
Idaho 6/28/2018
B
Rhode Island 6/28/2018
B
Illinois 6/28/2018
B
South Carolina 6/28/2018
B
Indiana 6/28/2018
B
South Dakota 6/28/2018
B
Iowa 6/28/2018
B
Tennessee 6/28/2018
B
Kansas 6/28/2018
B
Texas 6/28/2018
B
Kentucky 6/28/2018
IA
Texas 11/17/2022
B
Louisiana 6/28/2018
B
Utah 6/28/2018
B
Maine 6/28/2018
B
Vermont 6/28/2018
B
Maryland 6/28/2018
B
Virgin Islands 6/28/2018
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Massachusetts 6/28/2018
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Virginia 6/28/2018
B
Michigan 6/28/2018
B
Washington 6/28/2018
B
Minnesota 6/28/2018
B
West Virginia 6/28/2018
B
Mississippi 6/28/2018
B
Wisconsin 6/28/2018
B
Missouri 6/28/2018
B
Wyoming 6/28/2018
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Montana 6/28/2018

SRO Registrations

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 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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J.P. MORGAN SECURITIES LLC (CRD#:79)
205 Royal Palm Way, Palm Beach, FL 33480
Boca Raton, FL
Registered with this firm since 7/9/2018
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
205 Royal Palm Way, Palm Beach, FL 33480
Boca Raton, FL
Registered with this firm since 6/28/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/19/2015 - 05/31/2018 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 03/17/2015 - 05/31/2018 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
IA
 08/31/2010 - 01/16/2015 BARCLAYS CAPITAL INC. (CRD#:19714) NEW YORK, NY
B
 08/30/2010 - 01/16/2015 BARCLAYS CAPITAL INC. (CRD#:19714) NEW YORK, NY
B
 04/02/2009 - 08/27/2010 J.P. MORGAN SECURITIES INC. (CRD#:79) NEW YORK, NY
IA
 01/09/2007 - 06/18/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CENTER VALLEY, PA
B
 12/12/2006 - 06/18/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CENTER VALLEY, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.