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LISABETH THIESSEN
LISABETH MANZIONE, LISA BETH THIESSEN, LISA THIESSEN
CRD#: 5219039
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 6000 FAIRVIEW RD
CHARLOTTE, NC 28210
Registration History
20062008201020122014201620182020202220242 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2023 (11 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
California 6/12/2023

B
Maryland 5/20/2024

B
Colorado 7/11/2023

B
New Hampshire 6/12/2023

B
Florida 6/12/2023

B
North Carolina 7/14/2023

B
Georgia 6/12/2023

IA
North Carolina 7/14/2023

B
Illinois 6/12/2023

B
South Carolina 6/12/2023

B
Kentucky 6/12/2023

B
Tennessee 6/12/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6000 FAIRVIEW RD, CHARLOTTE, NC 28210
Registered with this firm since 7/14/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6000 FAIRVIEW RD, CHARLOTTE, NC 28210
Registered with this firm since 6/12/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/22/2012 - 06/13/2023 FIFTH THIRD SECURITIES, INC. (CRD#:628) CHARLOTTE, NC
B
03/22/2012 - 06/13/2023 FIFTH THIRD SECURITIES, INC. (CRD#:628) CHARLOTTE, NC
IA
04/14/2009 - 03/20/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) BELMONT, NC
B
04/14/2009 - 03/20/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) BELMONT, NC
IA
12/11/2006 - 04/15/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
B
11/07/2006 - 04/15/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.