Individual Firm
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JORDAN THOMAS WINTERFELD
Jordan Winterfeld
CRD#: 5218106
IA
B
MORGAN STANLEYCRD#: 149777 5251 DTC Parkway
Suite 1500
Greenwood Village, CO 80111
Suite 1500
Greenwood Village, CO 80111
0
Disclosures
18
Years of Experience
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State Registrations
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Alabama 8/28/2020
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Nebraska 8/28/2020
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Alaska 8/28/2020
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Nevada 8/28/2020
B
Arizona 8/28/2020
B
New Hampshire 8/28/2020
B
Arkansas 8/28/2020
B
New Jersey 8/28/2020
B
California 8/28/2020
B
New Mexico 8/28/2020
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Colorado 8/28/2020
B
New York 8/28/2020
IA
Colorado 8/9/2024
B
North Carolina 8/28/2020
B
Connecticut 8/28/2020
B
North Dakota 8/28/2020
B
Delaware 8/28/2020
B
Ohio 8/31/2020
B
District of Columbia 8/28/2020
B
Oklahoma 8/28/2020
B
Florida 8/28/2020
B
Oregon 8/28/2020
B
Georgia 8/28/2020
B
Pennsylvania 8/28/2020
B
Hawaii 8/28/2020
B
Puerto Rico 8/28/2020
B
Idaho 8/28/2020
B
Rhode Island 8/28/2020
B
Illinois 8/28/2020
B
South Carolina 8/28/2020
B
Indiana 8/28/2020
B
South Dakota 8/28/2020
B
Iowa 8/28/2020
B
Tennessee 8/28/2020
B
Kansas 8/28/2020
B
Texas 8/28/2020
B
Kentucky 8/28/2020
IA
Texas 8/28/2020
B
Louisiana 8/28/2020
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Utah 8/28/2020
B
Maine 8/28/2020
B
Vermont 8/28/2020
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Maryland 8/28/2020
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Virgin Islands 8/28/2020
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Massachusetts 8/28/2020
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Virginia 8/28/2020
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Michigan 8/28/2020
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Washington 8/28/2020
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Minnesota 8/28/2020
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West Virginia 8/28/2020
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Mississippi 8/28/2020
B
Wisconsin 8/28/2020
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Missouri 8/28/2020
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Wyoming 8/28/2020
B
Montana 8/28/2020
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/28/2020
B
Registered with this firm since 8/28/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/03/2017 - 09/08/2020 | HOUSTON, TX | |
B | 04/03/2017 - 09/08/2020 | HOUSTON, TX | |
IA | 01/01/2010 - 03/09/2017 | ATLANTA, GA | |
B | 12/14/2006 - 03/09/2017 | HOUSTON, TX | |
IA | 01/01/2010 - 01/01/2010 | HOUSTON, TX |
HOUSTON, TX
01/01/2010 - 01/01/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.