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Detailed Report
Carmen Cristina Diaz Acevedo
CARMEN CRISTINA DIAZ, Cristina Diaz Acevedo
CRD#: 5217804
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 200 South Biscayne Boulevard
Suite 1100
Miami, FL 33131
Registration History
200620082010201220142016201820202022202420262 FIRMS2019 - 2020 (<1 year)2 FIRMS2020 - Present (5 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2010 - 2019 (8 years)BCITI INTERNATIONAL FINANCIAL S... (CRD# 17053)2006 - 2010 (3 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2013 - 2019 (6 years)
License(s)

State Registrations

B
California 3/17/2020
B
New York 3/17/2020
B
Colorado 3/21/2022
B
North Carolina 3/17/2020
B
Delaware 3/17/2020
B
Oregon 3/17/2020
B
District of Columbia 3/17/2020
B
Pennsylvania 1/31/2025
B
Florida 3/17/2020
B
Puerto Rico 3/17/2020
IA
Florida 3/18/2020
B
South Dakota 3/17/2020
B
Georgia 3/17/2020
B
Texas 3/17/2020
B
Indiana 3/17/2020
IA
Texas 3/20/2020
B
New Jersey 3/17/2020
B
Washington 12/10/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131
Registered with this firm since 3/18/2020
B
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131
Registered with this firm since 3/17/2020
Previous Registration(s)
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IA
 08/30/2019 - 03/11/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) MIAMI, FL
B
 08/29/2019 - 03/11/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) MIAMI, FL
IA
 02/07/2013 - 05/17/2019 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
 10/21/2010 - 05/17/2019 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
 10/05/2006 - 07/30/2010 CITI INTERNATIONAL FINANCIAL SERVICES LLC (CRD#:17053) GUAYNABO, PR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.