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SANDOR MIHALY TAKACS
SHAWN TAKACS
CRD#: 5217493
IA
B
WELLS FARGO ADVISORSCRD#: 19616 825 TOWN AND COUNTRY LN STE 300
[LX-RBO]
HOUSTON, TX 77024
[LX-RBO]
HOUSTON, TX 77024
0
Disclosures
18
Years of Experience
View By:
State Registrations
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Arkansas 11/16/2021
B
Oregon 11/16/2021
B
Colorado 11/16/2021
B
South Carolina 7/9/2021
B
Florida 11/16/2021
B
Tennessee 5/24/2023
B
Louisiana 11/16/2021
B
Texas 12/18/2015
B
Michigan 7/9/2021
IA
Texas 12/18/2015
B
Missouri 7/30/2021
B
Utah 11/16/2021
B
Nevada 11/16/2021
B
Virginia 11/16/2021
B
New Mexico 11/16/2021
B
Washington 11/16/2021
B
North Carolina 11/16/2021
B
Wisconsin 11/16/2021
B
Ohio 6/3/2022
SRO Registrations
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IA
Registered with this firm since 12/18/2015
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Registered with this firm since 12/18/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/28/2015 - 12/21/2015 | SEATTLE, WA | |
B | 01/02/2015 - 12/21/2015 | CYPRESS, TX | |
IA | 12/20/2012 - 01/28/2015 | MELVILLE, NY | |
B | 12/20/2012 - 01/02/2015 | CYPRESS, TX | |
IA | 01/21/2011 - 12/10/2012 | SPRING, TX | |
B | 01/21/2011 - 12/10/2012 | SPRING, TX | |
IA | 01/03/2011 - 01/26/2011 | SPRING, TX | |
B | 01/03/2011 - 01/26/2011 | SPRING, TX | |
IA | 11/04/2008 - 01/03/2011 | HUMBLE, TX | |
B | 12/12/2007 - 01/03/2011 | HUMBLE, TX | |
B | 09/27/2006 - 12/05/2007 | COLUMBUS, TX |
MELVILLE, NY
12/20/2012 - 01/28/2015
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.