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RAYMOND HEATH
R. SCOTT HEATH, SCOTT HEATH
CRD#: 5217160
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 340 E MAIN ST, STE 220
SPARTANBURG, SC 29302
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - 2015 (6 years)2 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Alabama 9/3/2015

B
New Mexico 10/14/2022

B
Arkansas 8/14/2018

B
New York 5/7/2024

B
California 5/7/2024

B
North Carolina 9/3/2015

B
Colorado 2/2/2022

B
Ohio 5/7/2024

B
District of Columbia 5/7/2024

B
Oklahoma 5/7/2024

B
Florida 9/3/2015

B
Pennsylvania 5/11/2023

B
Georgia 9/3/2015

B
South Carolina 9/3/2015

B
Illinois 5/7/2024

IA
South Carolina 9/3/2015

B
Indiana 5/7/2024

B
Tennessee 5/7/2024

B
Kentucky 5/7/2024

B
Texas 9/3/2015

B
Maryland 1/29/2025

IA
Texas 9/3/2015

B
Massachusetts 8/14/2018

B
Utah 10/9/2019

B
Michigan 5/7/2024

B
Vermont 12/13/2016

B
Mississippi 5/7/2024

B
Virginia 9/3/2015

B
Nebraska 8/30/2024

B
Wisconsin 5/8/2024

B
New Jersey 5/7/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
340 E MAIN ST, STE 220, SPARTANBURG, SC 29302
15 S MAIN ST STE 300 [RBO], GREENVILLE, SC 29601
Registered with this firm since 9/3/2015

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
340 E MAIN ST, STE 220, SPARTANBURG, SC 29302
15 S MAIN ST STE 300 [RBO], GREENVILLE, SC 29601
Registered with this firm since 9/3/2015

Previous Registration(s)
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IA
06/01/2009 - 09/15/2015 MORGAN STANLEY (CRD#:149777) SPARTANBURG, SC
B
06/01/2009 - 09/15/2015 MORGAN STANLEY (CRD#:149777) SPARTANBURG, SC
IA
12/20/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SPARTANBURG, SC
B
11/29/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SPARTANBURG, SC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.