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HEATHER RENE SICKLER
HEATHER SICKLER
CRD#: 5214766
IA
B
WELLS FARGO ADVISORSCRD#: 19616 1483 MAIN ST
DUNEDIN, FL 34698
DUNEDIN, FL 34698
0
Disclosures
16
Years of Experience
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State Registrations
B
Florida 8/1/2017
B
Minnesota 6/28/2019
IA
Florida 8/2/2017
B
New Jersey 2/15/2019
B
Georgia 7/31/2017
B
Pennsylvania 2/14/2019
B
Maine 2/24/2025
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 8/2/2017
B
Registered with this firm since 7/31/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/19/2012 - 01/26/2017 | BAL HARBOUR, FL | |
B | 04/12/2012 - 01/26/2017 | BAL HARBOUR, FL | |
B | 10/23/2009 - 06/30/2010 | MIAMI, FL | |
B | 10/09/2006 - 10/23/2009 | MIAMI, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.