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Detailed Report
PETER ALLEN BORHO
CRD#: 5214131
IA
Investment Adviser
B
Broker
KOVACK ADVISORS, INC.CRD#: 140808 2970 University Parkway
Suite 200
Sarasota, FL 34243
KOVACK SECURITIES INC.CRD#: 44848 2970 University Parkway
Suite 200
Sarosota, FL 34243
Registration History
200620082010201220142016201820202022202420262 FIRMS2015 - 2022 (6 years)2 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2006 - 2015 (8 years)IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2007 - 2015 (8 years)
License(s)

State Registrations

B
California 11/15/2024
B
Massachusetts 1/6/2025
B
Colorado 11/15/2024
B
Michigan 11/15/2024
B
Connecticut 11/15/2024
B
Missouri 11/15/2024
B
Florida 11/15/2024
B
New Hampshire 11/15/2024
IA
Florida 12/4/2024
B
New York 11/15/2024
B
Indiana 1/6/2025

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KOVACK ADVISORS, INC. (CRD#:140808)
2970 University Parkway Suite 200, Sarasota, FL 34243
Registered with this firm since 12/4/2024
B
KOVACK SECURITIES INC. (CRD#:44848)
2970 University Parkway Suite 200, Sarosota, FL 34243
Registered with this firm since 11/15/2024
Previous Registration(s)
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IA
 03/07/2022 - 11/19/2024 IC ADVISORY SERVICES, INC. (CRD#:140190) SARASOTA, FL
B
 03/07/2022 - 11/19/2024 THE INVESTMENT CENTER, INC. (CRD#:17839) SARASOTA, FL
IA
 08/03/2015 - 03/09/2022 BENJAMIN F. EDWARDS & COMPANY, INCORPORATED (CRD#:146936) Sarasota, FL
B
 07/27/2015 - 03/09/2022 BENJAMIN F. EDWARDS & COMPANY, INC. (CRD#:146936) Sarasota, FL
IA
 02/27/2007 - 07/22/2015 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) LAKEWOOD RANCH, FL
B
 10/12/2006 - 07/22/2015 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) LAKEWOOD RANCH, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.