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ILYA Michael ZLOTNIK
ILYA MICHAEL ZLOTNIK, ILYA ZLOTNIK
CRD#: 5212927
IA
B
VIVALDI CAPITAL MANAGEMENT LPCRD#: 160150 225 WEST WACKER
SUITE 2100
CHICAGO, IL 60606
SUITE 2100
CHICAGO, IL 60606
0
Disclosures
17
Years of Experience
View By:
State Registrations
IA
Illinois 5/28/2015
IA
Registered with this firm since 5/28/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/24/2013 - 05/14/2015 | CHICAGO, IL | |
B | 10/03/2014 - 05/04/2015 | PORTLAND, ME | |
IA | 03/11/2008 - 02/21/2013 | CHICAGO, IL | |
IA | 03/11/2008 - 02/21/2013 | CHICAGO, IL | |
B | 03/11/2008 - 02/21/2013 | CHICAGO, IL | |
IA | 12/19/2006 - 03/04/2008 | CHICAGO, IL | |
B | 11/14/2006 - 03/04/2008 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.